OPTIMA PARTNERS

As regulation evolves on a global scale investors become ever more demanding.

Having effective regulatory compliance systems and controls is not just a necessity but a marketing tool for a successful investment business.

WELCOME

About Optima Partners

Increasingly, compliance cannot be treated solely as a local issue. New regulations mean that firms have to take a global approach to regulatory compliance. To access investors and markets firms are frequently having to register in multiple jurisdictions.

With its global regulatory compliance expertise, Optima has established itself as a market leader by servicing clients across multiple jurisdictions from initial registration to becoming the long-term regulatory support partners for firms. Optima is therefore the chosen regulatory and compliance partner for clients to support them from start-up phase to being well-established global businesses.

OVERVIEW

Our regulatory team consists of former regulators, lawyers and industry experts. Our team has a wealth of experience across the financial services industry including expertise across SEC, CFTC/NFA, FINRA regulations, as well as UK FCA and HK SFC specialists.

Optima Services

SERVICES

Optima is well positioned across six different locations with fully equipped offices supporting localized commercial regulatory requirements.

new york

New York

750 Lexington Avenue
25th Floor, New York,
New York 10022
Phone: +1 646 205 6380
Fax: + 1 646 205 6388

london

London

Terminal House, 1st Floor
52 Grosvenor Gardens, Victoria
London SW1W 0AU
Phone: + 44 20 7073 9280
Fax: + 44 20 7073 0288

hong kong

Hong Kong

Unit 22, Level 15
AIA Central
1 Connaught Road Central
Hong Kong

Phone: +852 9665 2827
Fax: +852 3166 5289

san francisco

San Francisco

650 California Street,
7th Floor
San Francisco CA 94108
Phone: +1 646 205 6380
Fax: + 1 646 205 6388

chicago

Chicago

20 West Kinzie Street
Chicago, Illinois 60654
Phone:312-818-4832
Fax:+ 1 646 205 6388

miami

Miami

200 S Biscayne Boulevard
20th Floor
Miami, FL 33131

LOCATIONS

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