As regulation evolves on a global scale investors become ever more demanding.

Having effective regulatory compliance systems and controls is not just a necessity but a marketing tool for a successful investment business.


About Optima Partners Holdings

Increasingly, compliance cannot be treated solely as a local issue. New regulations mean that firms have to take a global approach to regulatory compliance. To access investors and markets firms are frequently having to register in multiple jurisdictions.

With its global regulatory compliance expertise, Optima has established itself as a market leader by servicing clients across multiple jurisdictions from initial registration to becoming the long-term regulatory support partners for firms. Optima is therefore the chosen regulatory and compliance partner for clients to support them from start-up phase to being well-established global businesses.


Our regulatory team consists of former regulators, lawyers and industry experts. Our team has a wealth of experience across the financial services industry including expertise across SEC, CFTC/NFA, FINRA regulations, as well as UK FCA and HK SFC specialists.

Optima Services


Optima is well positioned across six different locations with fully equipped offices supporting localized commercial regulatory requirements.

new york

New York

750 Lexington Avenue
25th Floor, New York,
New York 10022
Phone: +1 646 205 6380
Fax: + 1 646 205 6388



Optima, Level 2
128 Buckingham Palace Road
Phone: + 44 20 7073 9280
Fax: + 44 20 7073 0288

hong kong

Hong Kong

10/F Champion Tower,
3 Garden Road,
Central, Hong Kong
Phone: +852 9665 2827
Fax: +852 3166 5289

san francisco

San Francisco

595 Pacific Ave Fl 4,
San Francisco, CA 94133, 4th Floor
Phone: +1 646 205 6380
Fax: + 1 646 205 6388



200 SE 1st Street Suite 705 Miami, FL 33131




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