INTRODUCTION

Optima’s approach is always to offer services that meet the current compliance needs and issues within the market. Whilst we have many highly developed products and methodologies, we are always willing to be flexible and customize our services to the needs of our clients.

Our US regulatory team consists of former regulators, lawyers and industry experts. Our team has a wealth of experience across the financial services industry and includes specialists in SEC, CFTC and FINRA regulation as well as U.S. based UK regulatory expertise.

Our services are designed to cover your global and domestic compliance needs.