INTRODUCTION

Over recent years the FCA, other global regulators and investors have been demanding greater levels of compliance and transparency. As a result compliance is becoming more resource intensive and requires detailed UK and global technical expertise.

Optima’s approach is always to offer services that meet the current compliance needs and issues within the market both globally and domestically. Whilst we have many highly developed products and methodologies, we are always willing to be flexible and customise our services to the needs of our clients.

Our London team is made up of ex-regulators, lawyers and industry professionals. We have strong relationships with the regulators and industry bodies and are market leaders when it comes to global technical expertise. Whilst naturally experts in FCA compliance, our London team also has extensive US regulatory expertise and assists many UK based firms with SEC, CFTC and FINRA rules and regulation. We are the only firm to have such detailed technical expertise locally.