COMPLIANCE TRAINING
Optima is able to provide practical and relevant compliance training sessions for our clients. We have developed many different types of training including the following:
- The annually required compliance refresher training
- Compliance induction training
- Thematic compliance training on a specific topic, examples include:
- Anti-Money Laundering
- SYSC
- COBs
- Best Execution
- Marketing
- AIFMD
- Market Abuse
We are also happy to develop bespoke training sessions on a particular topic as and when asked for by a client.
