What our clients say:

“We have offices in New York and London and I need a compliance advisor that can simultaneously help me with SEC and FCA requirements. I do not want to have to deal with different teams in different locations. Optima’s team simultaneously understands global requirements so I can cover all bases in one conversation. Optima was also able to build a global compliance program that significantly increased the efficiency and effectiveness of our global compliance arrangements.”

Global Chief Operating Officer of a Global Fund of Funds manager

“We greatly appreciate Optima’s approach. We see them very much as a business partner that is there to support us and help us succeed. They are always responsive and turn around queries on a timely basis. They always do what they say they will do and produce quality outputs.”

Chief Compliance Officer of a US Hedge Fund Manager

“As a private equity firm, we feel that Optima is unique in having specific private equity expertise. We value their support because we can see that they have a feel for the regulatory issues that are particularly relevant for us as a private equity firm.”

Chief Compliance Officer of a UK Private Equity Manager

“We very much appreciate Optima’s flexible approach. From the outset we felt like they listened to our specific needs and designed a customized support offering, rather than telling us what we need.”

Chief Compliance Officer of a US Broker/Dealer