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Optima Partners Alerts
Cover note re EMIR Refit:
OPTIMA ALERT: MAY 2019
Shareholder Rights Directive:
OPTIMA ALERT: APRIL 2019
Asset Management Market Study:
OPTIMA ALERT: JULY 2019
Cross-border Distribution of Collective Investment Undertakings:
OPTIMA ALERT: JULY 2019
FCA Authorisations Approach:
OPTIMA ALERT: AUGUST 2019
Alert EMIR Clearing Reminder:
OPTIMA ALERT: SEPTEMBER 2019
Funds Investing in Illiquid Assets:
OPTIMA ALERT: OCTOBER 2019
PAD and Transaction Reporting:
OPTIMA ALERT: OCTOBER 2019
Data Protection – Fee Collection:
OPTIMA ALERT: DECEMBER 2019
Securities Financing Transactions Regulation
OPTIMA ALERT: DECEMBER 2019
Short Selling: Changes to means of Notification:
OPTIMA ALERT: JANUARY 2020
Securities Financing Transaction Regulation: ESMA Guidelines:
OPTIMA ALERT: JANUARY 2020
Firm Details Reporting To FCA:
OPTIMA ALERT: JANUARY 2020
Overview Of Investment Firm Regulation And Directive:
OPTIMA ALERT: FEBRUARY 2020
Securities Financing Transactions Regulation:
OPTIMA ALERT: FEBRUARY 2020
Sustainability Regulation
OPTIMA ALERT: MARCH 2020
Short Selling Notifications: Temporary Bans, Submitting Notifications And Other Considerations
OPTIMA ALERT: MARCH 2020
Sustainability Regulation: Update
OPTIMA ALERT: APRIL 2020
Adaptation To The FCA’s Regulatory Approach In Response To The COVID-19 Crisis
OPTIMA ALERT: APRIL 2020
Weekly Reporting Obligation Imposed By CSSF
OPTIMA ALERT: APRIL 2020
EMIR Reporting: Changes
OPTIMA ALERT: MAY 2020
Scam Due Diligence Email
OPTIMA ALERT: MAY 2020
Liquidity Stress Testing In UCITS And AIFs
OPTIMA ALERT: JUNE 2020