Optima Partners Alerts

Cover note re EMIR Refit:
OPTIMA ALERT: MAY 2019

Shareholder Rights Directive:
OPTIMA ALERT: APRIL 2019

Asset Management Market Study:
OPTIMA ALERT: JULY 2019

Cross-border Distribution of Collective Investment Undertakings:
OPTIMA ALERT: JULY 2019

FCA Authorisations Approach:
OPTIMA ALERT: AUGUST 2019

Alert EMIR Clearing Reminder:
OPTIMA ALERT: SEPTEMBER 2019

Funds Investing in Illiquid Assets:
OPTIMA ALERT: OCTOBER 2019

PAD and Transaction Reporting:
OPTIMA ALERT: OCTOBER 2019

Data Protection – Fee Collection:
OPTIMA ALERT: DECEMBER 2019

Securities Financing Transactions Regulation
OPTIMA ALERT: DECEMBER 2019

Short Selling: Changes to means of Notification:
OPTIMA ALERT: JANUARY 2020

Securities Financing Transaction Regulation: ESMA Guidelines:
OPTIMA ALERT: JANUARY 2020

Firm Details Reporting To FCA:
OPTIMA ALERT: JANUARY 2020

Overview Of Investment Firm Regulation And Directive:
OPTIMA ALERT: FEBRUARY 2020

Securities Financing Transactions Regulation:
OPTIMA ALERT: FEBRUARY 2020

Sustainability Regulation
OPTIMA ALERT: MARCH 2020

Short Selling Notifications: Temporary Bans, Submitting Notifications And Other Considerations
OPTIMA ALERT: MARCH 2020

Sustainability Regulation: Update
OPTIMA ALERT: APRIL 2020

Adaptation To The FCA’s Regulatory Approach In Response To The COVID-19 Crisis
OPTIMA ALERT: APRIL 2020

Weekly Reporting Obligation Imposed By CSSF
OPTIMA ALERT: APRIL 2020

EMIR Reporting: Changes
OPTIMA ALERT: MAY 2020

Scam Due Diligence Email
OPTIMA ALERT: MAY 2020

Liquidity Stress Testing In UCITS And AIFs
OPTIMA ALERT: JUNE 2020