COMPLIANCE TRAINING

Optima is able to provide practical and customized compliance training sessions for our clients. We have developed many different types of training including the following:

  • The annually required compliance refresher training
  • Compliance induction training
  • Thematic compliance training on a specific topic, examples include:
    • Anti Money Laundering
    • Best Execution
    • Marketing
    • AIFMD
    • Inside information

We are also happy to develop bespoke training sessions on a particular topic as and when asked for by a client.