“As regulation evolves on a global scale and investors become ever more demanding, having effective regulatory compliance systems and controls is not just a necessity but a marketing tool for a successful investment business.”

Jonathan Saxton, Global CEO.

Increasingly compliance cannot be treated solely as a local issue. New regulations mean that firms have to take a global approach to regulatory compliance. Additionally, due to the regulators focusing on cyber security, business contingency and other I.T. systems related issues, technology is becoming ever more important to firms in meeting the compliance burden.

With its global regulatory compliance expertise, Optima established itself as a market leader by setting up a unique team to address the above issues facing our clients in the market today. Consequently, Optima is able to provide comprehensive and cutting edge regulatory compliance support both domestically and globally.